By Compli-Serve
Artificial intelligence is rapidly changing the cyber-security equation for financial institutions. The uncomfortable part is that AI may be improving the capabilities of attackers and defenders at much the same time. That is the central message emerging from a new UK Financial Conduct Authority (FCA) multi-firm review on ...
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By Compli-Serve
Category II, IIA and III FSPs are reminded to calculate their investments under management and/or administration as at 31 August 2026.
The required information must be submitted to the FSCA via the FAIS ePortal by 15 September 2026.
Affected FSPs should ensure that the relevant figures are ...
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By Compli-Serve
Affected accountable institutions are reminded that FIC Directive 10 of 2026 introduces new requirements to provide geographic-location information as part of their FIC registration records.
The Directive applies to specified Schedule 1 accountable institutions, including legal practitioners, trust and company service providers, property practitioners, gambling institutions, certain credit ...
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By Lee Rossini
In short, agility is the ability of a business to respond quickly and effectively to a change in operating conditions, for example, changes in client expectations, technology, regulation, competition and economic conditions. It does not simply mean moving faster. True agility means being able to make informed decisions quickly, adapt priorities and processes, and introduce new products or services without compromising financial stability, regulatory compliance or client trust.
Read more...Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.
